Advisor participation and promoter notice

LEGAL PLACEHOLDER. This language is draft counsel text for a demonstration product of Vital Investment Management, LLC. It is not legal advice, is not an opinion of counsel, and is not in force until the firm's CCO and named counsel adopt it.

Vital Introductions is operated by Vital Investment Management, LLC, an SEC-registered investment adviser (CRD 300811). Ordinary requests go through Vital's own supervised persons. There is no self-serve directory and no self-serve lead purchase.

The public waitlist is only a note if Vital later considers an unaffiliated firm. It is not an offer, not a solicitor agreement, and not permission to advertise the platform.

If Vital invites an unaffiliated firm, that firm represents it is properly registered or notice-filed wherever it will meet or take on a household, and that associated persons who may contact a household are properly licensed or exempt.

Vital Introductions stores a CRD number as plain text. It does not scrape IAPD and does not warrant that a stored CRD is current.

Vital remains the operator of this intake. An unaffiliated firm remains responsible for its own Form ADV, Form CRS, account opening, and books and records.

If Vital later pays or is paid by an unaffiliated adviser in connection with a referral, both firms' CCOs must determine promoter and cash-solicitor duties under SEC Rule 206(4)-1 and any remaining state rules.

A written promoter or solicitor agreement, if required, is not created by this website text.

You will not submit, and we will not publish, performance, hypothetical performance, extracted performance, testimonials about results, rankings, or audited conversion claims.

Profiles must be fair and balanced. You will promptly tell us if your disciplinary history, minimums, or registration changes.

You will not imply that Vital Introductions is a separate RIA, or that the SEC has approved the firm or this website.

A routed lead is exclusive to you unless you decline within 15 minutes. You are asked to make first contact within one business day. Those clocks are service standards, not guarantees to the household.

You will use lead data only to evaluate and, if appropriate, contact that household. You will not re-sell, re-broker, or place the household into an unaffiliated lead marketplace.

If you cannot serve the household, decline promptly so a single fallback introduction can be considered.

We may pause or remove a participant for advertising violations, slow first contact, attempted multi-firm resale of a lead, or a failed compliance review.

This draft does not create an employment, partnership, or joint-venture relationship.